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Patent FAQ

IP CLASSROOM™ - Patent FAQs

What is a patent?
What is patentable?
What is not patentable?
What is a patent search?
Do I need to do a patent search?
How do I get a patent?
How much does it cost to get a patent?
What is a provisional patent application?
Do I need to file a provisional patent application?
What do I do after I file a provisional patent application?
What does "patent prosecution" mean?

What are patent issuance and maintenance?
How do I obtain a patent in countries other than the United States?
Why do I need a patent?
What does "invention" mean?
What does "conception" mean?
What does "diligence" mean?
What is a "reduction to practice?"
Do I have to build my invention before I file for a patent?
Frequently asked questions about patents.
A sample of patents issued through representation by Parsons & Goltry.


::What is a patent  

A patent is an official document that confers rights to the inventor of a new and useful invention.  A patent is also a contract between an inventor and the United States government, which provides an inventor with a limited monopoly for a period of years in consideration for the inventor disclosing a new invention to the public through a published patent.  The limited monopoly granted by a patent is the right to exclude others from making, using, selling, and offering for sale the invention covered by the patent and importing the patented invention into the United States.  Without a patent, anyone can make, use, and sell your invention without your knowledge, without your permission, and without paying you any money.

Three basic types of patents are available to inventors: (1)utility patents, (2)design patents, and (3)plant patents.  A utility patent protects the structure and function of a device and methods and processes, a design patent protects the ornamental features of an article of manufacture and a plant patent protects new species of asexually reproduced plants.  In the United States the current term of a utility patent is 20 years from the date it was filed with the United States Patent and Trademark Office.  A design patent in the United States enjoys a term of 14 years from issuance, and plant patents last for 17 years from issuance.

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::What is patentable?  

To be patentable an invention must be a new, nonobvious, and useful process, machine, article of manufacture, composition of matter, or an improvement to any of the foregoing.  In addition to utility patents for any of the foregoing categories of inventions, patent protection is also available for the ornamental design of an article of manufacture and to asexually reproduced plant varieties.

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::What is not patentable?  

Laws of nature, physical phenomena, abstract ideas, literary works, and inventions that are either not new or useful are not patentable.  Literary works such as dramatic, musical, and artistic works can be copyright protected.  Inventions that are offensive to public morality are also not patentable.  An invention is only patentable if it is none of the foregoing, new, nonobvious, adequately described or otherwise enabled in a patent application, and claimed by the inventor in a patent application in clear and definite terms.

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::What is a patent search?  

A patent search is a search of the prior art, namely, that which is known and already invented.  The determination of whether to file a patent application often depends on the outcome of a patent search.  A patent search is usually important because it can not only save an applicant the expense of filing a patent application on subject matter already patented or within the public domain, but also afford an applicant an opportunity to invent over the subject matter discovered from the search.  A patent search can also make an applicant aware of potential infringement issues.

A patent search is a search of all previous public disclosures (prior art) including, but not limited to, previously published disclosures and patented inventions anywhere throughout the world.  Although a patent search of the prior art before filing an application for patent is not required, it is advisable to do so.  A registered patent attorney or agent is a useful resource for performance of a patentability search.  After an application is filed, the Patent Office will conduct a search as part of the official examination process.  Conducting a thorough patent search is difficult, particularly for the novice.

Patent searching is a learned skill, and we use a professional patent searcher for all of our patent searches.  He searches directly at the United States Patent Office, which, in our opinion, is the best way to do patent searches.  After we receive the results of the patent search, we review it and prepare a written opinion of whether the invention is patentable in view of the patents found from the search.  If the invention is patentable, we indicate why and the scope of protection a patent may afford an inventor.

There are a variety of useful online resources available for simple patent searching.  One useful resource is http://gb.espacenet.com/espacenet/gb/en/e_net.htm, which is an international search site providing patents from around the world.  It is believed to be the best search site on the web.  Adobe Acrobat Reader, which can be downloaded for free, is necessary to view patents at this web site.  Another useful resource for patent searching is http://www.uspto.gov, which is the United States Patent and Trademark Office web site.  There are a number of other sites for conducting simple patent searches, but we believe these to be the best and most useful.  Online patent searching is fun and useful to a limited extent.  Even if nothing is found from an online search, which would prevent an inventor from patenting an invention, it is advisable to conduct a thorough patent search in order to be sure that the invention is patentable and it is advisable to do this through competent legal counsel.

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::Do I need to do a patent search?  

No.  However, perhaps the most important issue for an inventor when deciding whether to invest in pursuing a patent is whether the invention is capable of being patented.  A competent patent search can often answer this question by providing insight into whether the invention sought to be patented is an advancement over the prior art, namely, that which is already known or patented.  There are no drawbacks with a patent search, and it is usually a prudent first step to take in the pursuit of a patent.

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::How do I get a patent?  
To secure a patent for an invention, a patent application disclosing and claiming the invention must be filed with and processed through the United States Patent and Trademark Office.  A patent application is a formal request to the U.S. government for the patent grant.  For each patent application we prepare, we offer to include the inventors throughout the process.  By working closely with inventors, whether in person, over the phone or by email, we try to make the patent process understandable, interesting, and fun.

An application should be filed as soon as possible after the completion date of the invention.  An invention is complete when the inventor can provide a description that would enable one of ordinary skill to make and use the invention.  A patent application must be filed within one year of the date that the invention becomes known or used by others, or offered for sale.  If the invention is still in the early developmental stage, and you are not yet ready to file a patent application, the USPTO offers the Document Disclosure Program.  A disclosure with the Document Disclosure Program is not an application for a patent and does not provide any patent protection for an invention.  Although such a disclosure is accepted as evidence of the date of conception of the invention, it may not provide the basis to establish an earlier filing date for any later filed patent application on the invention.

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::How much does it cost to get a patent?  

The complexity of an invention governs the cost of a utility patent application.  Less technical inventions cost less to prepare and process through the United States Patent and Trademark Office than more complex inventions. 

The cost of obtaining a utility patent relates to preparing and filing the patent application, prosecuting the patent application through the Patent Office, issuing the patent and maintaining the patent.  At Parsons & Goltry, most utility patent applications cost approximately $3,500.00 to $8,000.00 prepare and file.  For the most part, obtaining a utility patent for an invention, to include a patent search, preparing and filing the patent application with the Patent Office, prosecuting the patent application through the Patent Office and issuing the patent, costs approximately $10,000.00-$14,000.00 over about a two year period of time.

Design patents generally cost between $2,000.00 and $3,000.00 to obtain.

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::What is a provisional patent application?  

A provisional application is a preliminary application that permits an applicant to secure an early filing date to preserve rights to an invention.  The provisional application includes a specification describing the invention, any necessary drawings and the filing fee. 

A provisional application is accorded a filing date when a specification and drawings (if needed) disclosing an invention are received by the United States Patent and Trademark Office.  The provisional application automatically abandons 12 months from its filing date, is not examined by the Patent Office and must be converted into a non-provisional application and filed within one year from its original filing date. A provisional application gives an applicant a filing date, which is afforded to a subsequent non-provisional case or international application if filed within one year thereof.  A provisional filing date does not trigger the 20-year patent term.  Also, the filing of a provisional application is useful for avoiding a statutory bar if it is filed before a public disclosure, offer for sale, or sale of the invention.

At Parsons & Goltry most provisional patent applications cost between $1,500.00 and $3,500.00 inclusive of the application preparation fee, the government fee, informal drawings and express mailing.

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::Do I need to file a provisional patent application?  
No.  Patents only issue from non-provisional patent applications.

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::What do I do after I file a provisional patent application?  

The provisional utility application must be converted into a regular or non-provisional utility patent application within one year of the date it was filed, or all will be lost.  Therefore, the first action is to mark the anniversary date on your calendar.  Do not forget to do this.

In order to obtain maximum protection for an invention, the conversion from provisional utility application to regular utility application should be done by a registered patent practitioner, whether a registered patent agent or a registered patent attorney.  The practitioner will need approximately six to eight weeks to have the official patent drawings prepared, draft the utility patent application, and attend to the filing.  It is recommended that you conference with the practitioner at least two months before the anniversary date of the filing of your provisional utility application.

Note that 35 USC § 102(b) states, in part, “[a] person shall be entitled to a patent unless the invention was…described in a printed publication…or in public use or on sale…more than one year prior to the date of filing an application for patent…”  In other words, if a regular utility patent application is not made within one year of the filing of a provisional utility application and also claims the benefit of the earlier-filed provisional utility application, it is considered that the inventor has dedicated the patent rights to the public.  Allowing a friend or relative to use the invention constitutes public use.

Use the intervening time between the filing of a provisional utility application and the filing of a regular utility patent application as judiciously as possible to investigate the commercial potential of your invention.  SCORE® counseling and assistance is available for this purpose.

For a commercially successful product, invention is usually made at three times.  The first time is “off the drawing board” or when the invention is first conceived.  A provisional application for patent should be filed immediately to avoid costly and, perhaps, devastating problems.  The priority date is established in the records of the United States Patent and Trademark Office and all products, literature, and documents, including engineering drawings, should be marked “Patent Pending” or “Pat. Pend."  However, before a provisional utility patent application is filed, it is strongly recommended that you seek the counsel of a registered patent practitioner because it may be either not possible or not advisable to file a provisional patent application.

Further invention is usually made during the research and development stage as the inventor experiments, tests and perfects the invention.  Good records should be kept of the modifications to the invention and to alternate embodiments of the invention, which must be presented to the patent practitioner for inclusion into the regular utility patent application.

After the inventive product is on the market, customer feedback is received.  It is very probable that the inventor may make further changes at this time to enhance the marketability of the product.  Again, records should be kept and the modifications presented to the patent practitioner well before the first anniversary of the public disclosure.  These additional modifications can be protected with the filing of a patent application, whether a provisional patent application or a regular utility patent application, that claims priority back to the earlier-filed provisional utility patent application.

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::What does "patent prosecution" mean?  
The United States government grants patents for inventions that are new and novel.  The determination of whether an invention is new and novel takes place during the prosecution or examination of the patent application that discloses the invention.  The prosecution phase is confidential and the public has no participation in or knowledge of the details concerning the patent application and the prosecution process. After a patent application is filed, the United States Patent and Trademark Office assigns it to an Examiner with technical training in the technology of the invention.  This marks the start of the examination of the patent.  To examine the patent, the Examiner reviews the patent application and searches the subject matter of the application to locate prior art including relevant patents and printed publications.  After reviewing the prior art and the patent application, the Examiner determines whether the invention is a significant advance over the prior art.  We receive communications from the Patent Office that set forth the Examiner’s conclusions concerning the patentability of the invention and other informal matters concerning the patent application.  We respond to these communications, which involves clarifying the invention to the Examiner and differentiating the applicant’s invention from the prior art.  If the prosecution of the patent application is successful, the patent is allowed and eventually matures into an issued patent after payment of an issue fee to the government.   If the Examiner refuses to allow the patent application, we can appeal on behalf the inventor to an administrative court in the Patent Office and even to the United States Court of Appeals for the Federal Circuit and the United States Supreme Court.

There is no way to control how an Examiner examines a patent case and assesses the prior art.  At Parsons & Goltry, we have complete control over our role prosecuting patent cases, which is to show the Examiner why an invention is different from the prior art.  Furthermore, our job is to get each inventor the best and most comprehensive patent protection possible.  To do this almost always results in an initial rejection of the claims of a patent application.  However, this is almost always no cause for alarm and is just the first step toward the issuance of a well-constructed patent.

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::What are patent issuance and maintenance?  

After it is shown to the United States Patent and Trademark Office that a proposed invention is new and novel over the prior art, the Patent Office will allow the patent application disclosing and claiming the invention.  At this point, an issue fee must be paid for the patent application to mature into a patent.  After a patent issues, periodic maintenance fees must be paid to the government to keep the patent active.  Design patents do not require maintenance fees.

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::How do I obtain a patent in countries other than the United States?  
The filing date of an originally filed United States patent application is normally accorded to any subsequent foreign patent application filed within one year of the original United States filing date (six months for a design application).  As a general rule, if there is a disclosure of an invention anywhere throughout the world before the filing date of a United States patent application or before the priority date of an application filed elsewhere, the filing of a patent application for the invention everywhere but the United States and certain other countries is barred.

In some countries, the one-year time period discussed above is extendable for up to eighteen (18) months by first filing a utility application with the Patent Cooperation Treaty (PCT) Office within one year of the original United States filing date.  The PCT patent application must eventually be converted to a national patent application for any participating PCT country where an applicant wishes to pursue patent rights.

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::Why do I need a patent?  

A patent is necessary if you want to prevent others from making, using, and selling your invention.  Without a patent, anyone can make, use, and sell your invention without your permission, and without paying you any money.

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::What does "invention" mean?  

An invention is a conception of an idea that is diligently reduced to practice.  The date of an invention diligently reduced to practice is the conception date.

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::What does "conception" mean?  

Conception is the mental formulation and disclosure by an inventor of a complete idea for a product or process.  It is important to understand that the idea must be of a specific “thing,” not just a desirable end or result.  The idea must also be sufficiently complete so that anyone of ordinary skill in the art could make and use an invention based on the conceived idea.

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::What does "diligence" mean?  

After conceiving an idea, the inventor must generally make a conscious effort to reduce the conceived idea to practice, whether by filing a patent application disclosing the invention or building the invention.  This “conscious effort” to reduce a conceived idea to practice is diligence.  There is no single objective standard for establishing diligence.  Rather, the determination of whether an inventor diligently reduced an invention to practice is made on the basis of the specific facts and circumstances surrounding the inventor’s activities relating to reducing the invention to practice after conception. 

It is important to understand that an inventor is not required to rush or take the most efficient path toward reducing a conceived idea to practice.  Also, after an inventor has achieved an actual reduction to practice, the inventor need not show diligence from the actual reduction to practice date to the filing date of a patent application because an inventor is under no duty to file a patent application promptly.  However, it is recommended that an inventor file a patent application as soon as possible after making an actual reduction to practice.

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::What is a "reduction to practice?"  
A reduction to practice is a "physical embodiment" of a conceived idea.  This "physical embodiment" can take one of two forms, namely, a constructive reduction to practice or an actual reduction to practice. 

A constructive reduction to practice is the filing of an application for patent disclosing the invention.  The patent application must provide an enabling disclosure of the invention.  A disclosure is enabling if it enables those of ordinary skill in the art to practice the invention. 

An actual reduction to practice occurs when the invention is constructed and sufficiently tested to prove its usefulness for its intended purpose.  A process is reduced to practice when it is successfully performed.  A machine is reduced to practice when it is assembled and used.  A manufacture is reduced to practice when it is completely made.  A composition of matter is reduced to practice when it is completely composed.

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::Do I have to build my invention before I file for a patent?  
No.

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::Frequently asked questions about patents.  

For additional useful information about patents, please go to the Frequently Asked Questions About Patents section at the United States Patent and Trademark Office web site.

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::A sample of patents issued through representation by Parsons & Goltry.  

Below is a list of some of the most recent patents that have issued through our firm.

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The Phoenix law office of  Parsons & Goltry

4000 North Central Avenue Suite 1220 Phoenix, AZ 85012 Phone: 623-239-4596 Fax: 602-252-7198

PatentSavers

The Phoenix law office of Parsons & Goltry provides intellectual property law counsel to inventors, businesses, universities, entrepreneurs and artists in the East Valley, Phoenix, Scottsdale, Tempe, Chandler, Gilbert, Glendale, Peoria, Avondale, Mesa, Paradise Valley, Sun City, Flagstaff and Sedona, Arizona (AZ) and in San Jose, San Francisco, Silicon Valley, and Maricopa County, Pima County and Coconino County, California (CA).

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